Amendment to Schedule 13D for NovaBay Pharmaceuticals, Inc.


2025-10-17SEC Filing SCHEDULE 13D/A (0001829126-25-008213)

This filing is an amendment to the Schedule 13D for NovaBay Pharmaceuticals, Inc., filed by David E. Lazar. The amendment updates the ownership details and transactions involving the company's Series D and Series E Preferred Stock. Specifically, it details the sale of 441,325 shares of Series D Preferred Stock and the rights to purchase 268,750 shares of Series E Preferred Stock to R01 Fund LP and Framework Ventures IV L.P. for a total of $12,000,000. The amendment also includes the resignation of David E. Lazar as Chief Executive Officer and director of the company, effective upon the release of escrow funds. The filing provides a comprehensive overview of the transactions, including the terms of the Securities Purchase Agreement and the conditions for closing.


Tickers mentioned in this filing:NBY