SEC Filings TLDR

Morgan Stanley and Morgan Stanley Smith Barney LLC have filed a Schedule 13G with the SEC, disclosing their beneficial ownership of 10.5% of the common stock of Evoke Pharma Inc. The filing indicates that the shares are held in the ordinary course of business and not for the purpose of influencing control of the issuer...

Janus Henderson Group plc has filed a Schedule 13G with the SEC, disclosing its beneficial ownership of 24,271,759 shares of common stock in Invivyd, Inc., representing approximately 11.6% of the company's outstanding shares. The filing indicates that Janus Henderson Group plc, through its indirect subsidiaries JHIUS, ...

Janus Henderson Group plc has filed a Schedule 13G with the SEC, reporting a 13.6% ownership stake in Vistagen Therapeutics, Inc. The filing indicates that Janus Henderson Group plc, through its indirect subsidiaries JHIUS, JHIUKL, and JHIAIFML, beneficially owns 4,165,767 shares of Vistagen's common stock. The shares ...

Whetstone Capital Advisors, LLC and David Atterbury have filed a Schedule 13G with the SEC, reporting an 8.3% ownership in The Beachbody Company, Inc. The filing indicates that the Reporting Persons collectively own 354,467 shares of Class A Common Stock, with shared voting and dispositive power over these shares. The ...

Blue Owl Capital Holdings LP filed a Schedule 13G with the SEC, disclosing its ownership of 667,685 shares of Katapult Holdings, Inc.'s common stock, representing 12.76% of the outstanding shares. The filing includes 5,421 shares of common stock and 662,264 shares issuable upon exercise of warrants. The shares were acq...

Fuller & Thaler Asset Management, Inc. has filed a Schedule 13G with the SEC, reporting a 5% ownership stake in Americold Realty Trust. The filing indicates that Fuller & Thaler Asset Management, Inc. beneficially owns 14,251,778.92 shares of Americold Realty Trust's common stock. The shares are held in the ordinary co...

Blue Owl Capital Holdings LP has filed a Schedule 13G with the SEC, disclosing its ownership of shares in Katapult Holdings, Inc. The filing indicates that Blue Owl Capital Holdings LP beneficially owns 667,685 shares of Katapult's common stock, which includes 5,421 shares of common stock and 662,264 shares issuable up...

Truist Financial Corporation, acting as the parent holding company for Truist Advisory Services, Inc., filed a Schedule 13G with the SEC regarding its ownership in Crossmark ETF Trust. The filing indicates that Truist Financial Corporation beneficially owns 3,240 shares, representing 16.2% of the class. The shares are ...

Fuller & Thaler Asset Management, Inc. has filed a Schedule 13G with the SEC, reporting a 5.28% ownership in Primoris Services Corp. The filing indicates that Fuller & Thaler Asset Management, Inc. beneficially owns 2,851,227.11 shares of Primoris Services Corp's common stock. The shares are held in the ordinary course...

On September 4, 2025, FVF Participacoes Ltda., Annapurna Investment Fund Ltd., and Antonio Carlos de Freitas Valle filed a Schedule 13G with the SEC, disclosing their beneficial ownership of Class A ordinary shares of Waldencast plc. Each entity and individual reported owning approximately 6.1% of the outstanding share...

The Schedule 13G filing for Great Elm Capital Corp. discloses that Poor Richard LLC and Booker Smith collectively own approximately 9.9% of the company's common stock, totaling 1,290,000 shares each. Poor Richard LLC is a Delaware limited liability company, and Booker Smith is its Managing Member. The filing indicates ...

Poor Richard LLC and Booker Smith have jointly filed a Schedule 13G with the SEC, reporting their beneficial ownership of shares in Great Elm Capital Corp. as of August 27, 2025. Poor Richard LLC, a Delaware limited liability company, and Booker Smith, its Managing Member, each report owning 1,290,000 shares, represent...

Poor Richard LLC and Booker Smith have filed a Schedule 13G with the SEC, reporting their beneficial ownership of shares in Great Elm Capital Corp. as of August 27, 2025. Poor Richard LLC, a Delaware limited liability company, and Booker Smith, its Managing Member, collectively own approximately 9.9% of the company's c...

Poor Richard LLC and Booker Smith have jointly filed a Schedule 13G with the SEC, reporting their beneficial ownership of shares in Great Elm Capital Corp. As of August 27, 2025, both entities own approximately 9.9% of the company's common stock, totaling 1,290,000 shares each. The filing indicates that neither Poor Ri...

X3 Higher Moment Fund LLC, a Delaware-based entity, has reported a 9.9% beneficial ownership in Perfect Moment Ltd. as of August 27, 2025. This ownership includes 3,172,858 shares of common stock and warrants to purchase up to 3,204,908 additional shares, subject to a blocker that prevents the holder from exceeding the...

Silver Point Capital, L.P., along with Edward A. Mule and Robert J. O'Shea, filed a Schedule 13G with the SEC regarding their ownership of Walgreens Boots Alliance, Inc. common stock. As of August 27, 2025, the Reporting Persons beneficially owned 60,061,000 shares, representing 6.9% of the outstanding common stock. Th...

FVF Participacoes Ltda., Annapurna Investment Fund Ltd., and Antonio Carlos de Freitas Valle have jointly filed a Schedule 13G with the SEC, disclosing their beneficial ownership of Class A ordinary shares of Waldencast plc. Each entity and individual owns approximately 6.1% of the outstanding shares, totaling 7,013,19...

Strategic EP, LLC has filed a Schedule 13G with the SEC, disclosing its ownership of 149,827 shares of Common Stock in Alaunios Therapeutics, Inc., representing 6.8% of the total outstanding shares. The filing also mentions that Strategic EP, LLC holds 62,299 shares of Common Stock issuable upon exercise of pre-funded ...

Lincoln Alternative Strategies LLC has filed a Schedule 13G with the SEC, disclosing a 6.94% ownership stake in STRATA Skin Sciences, Inc. The filing indicates that Lincoln Alternative Strategies LLC beneficially owns 365,849 shares of the company's common stock. The shares are held solely by Lincoln Alternative Strate...

1 Main Capital Management, LLC, along with Yaron Naymark, 1 Main Capital Partners, L.P., and 1 Main Capital GP, LLC, have filed a Schedule 13G with the SEC, disclosing their collective beneficial ownership of 908,410 shares of Common Stock in Sonim Technologies, Inc. This represents approximately 5.1% of the outstandin...

Point72 Asset Management, L.P., Point72 Capital Advisors, Inc., and Steven A. Cohen have jointly filed a Schedule 13G with the SEC, disclosing a 6.7% ownership stake in Pliant Therapeutics, Inc. The filing indicates that Point72 Asset Management maintains investment and voting power over the shares held by Point72 Asso...

Poor Richard LLC and Booker Smith have filed a Schedule 13G with the SEC, reporting their beneficial ownership of shares in Great Elm Capital Corp. As of August 27, 2025, both entities own approximately 9.9% of the company's common stock, totaling 1,290,000 shares each. The filing indicates that the shares are not held...

Alumni Capital LP, along with its affiliates Alumni Capital GP LLC and Ashkan Mapar, filed a Schedule 13G with the SEC, disclosing their ownership in Femasys, Inc. The filing indicates that the Reporting Persons collectively beneficially own approximately 9.99% of Femasys' common stock, totaling 4,773,579 shares. This ...

BlackRock, Inc. has filed a Schedule 13G with the SEC, reporting a 10.3% ownership in iSHARES TRUST. The filing indicates that BlackRock beneficially owns 552,031 shares of the common stock, with sole voting and dispositive power over these shares. The filing also notes that the interest of iShares Nasdaq Top 30 ETF in...

BC Global Opportunities IX LP, BC General Partner, LP, BC Capital Management Limited, and Tan Kuangming have collectively reported a 5.51% ownership in BridgeBio Oncology Therapeutics, Inc. The filing, submitted under Rule 13d-1(c), indicates that each entity holds 4,365,747 shares of common stock. The shares are held ...