SEC Filings TLDR

GGCP, Inc. and its affiliates, including GAMCO Investors, Inc., Gabelli Funds, LLC, and Teton Advisors, Inc., have filed a Schedule 13D regarding their holdings in Big 5 Sporting Goods Corp. The filing indicates that the reporting persons collectively held 5.48% of the company's common stock as of August 17, 2025. The ...

Battery Ventures XII, L.P. (BV12), Battery Investment Partners XII, LLC (BIP12), Battery Partners XII, LLC (BP12), and their managing members have filed a Schedule 13D with the SEC, disclosing their ownership of common stock in Kodiak AI, Inc. The filing indicates that BV12 and BIP12 collectively own approximately 6.2%...

Donald L. Burnette, the Chief Executive Officer of Kodiak AI, Inc., filed a Schedule 13D to disclose his beneficial ownership of the company's common stock. As of September 24, 2025, Burnette beneficially owns 27,300,969 shares, representing 15.1% of the outstanding common stock. This ownership includes 25,915,204 shar...

Khrom Investments Fund, LP, Khrom Capital Management LLC, and Eric Khrom (collectively owning 5.5% of Acadia Healthcare) filed a Schedule 13D urging immediate action to address chronic underperformance. The filing highlights Acadia's 45% stock decline over 10 years, contrasting with peers' gains, and attributes this to...

On September 26, 2025, Tiptree Inc. entered into an Agreement and Plan of Merger with DB Insurance Co., Ltd. and The Fortegra Group, Inc. The merger involves the creation of a subsidiary that will merge with Fortegra, making Fortegra a wholly owned subsidiary of DB Insurance. Michael Gene Barnes, Executive Chairman of ...

On September 26, 2025, Tiptree Inc. entered into an Agreement and Plan of Merger with DB Insurance Co., Ltd. and The Fortegra Group, Inc. The merger involves a subsidiary of DB Insurance merging with Fortegra, which will survive as a wholly owned subsidiary of DB Insurance. Arif Inayatullah, a significant shareholder o...

Lucky Dog Holdings (LDH), an exempted company incorporated in the Cayman Islands, has filed a Schedule 13D indicating its acquisition of a significant stake in Safety Shot, Inc. LDH has acquired 135,000 shares of Series C Convertible Preferred Stock, of which 27,481 shares are currently convertible into Common Stock, w...

The Waterproof Partnership, Ltd., along with The Loewenbaum 1992 Trust, The Loewenbaum Residence Trust FBO Anna Loewenbaum, and The Elizabeth Scott Loewenbaum 1992 Trust, collectively referred to as the Reporting Entities, have filed a Schedule 13D with the SEC. The filing discloses their ownership of 1,698,533 Ordinar...

RBCH Ltd., along with Viktor Fischer and Jakub Havrlant, filed a Schedule 13D to report the acquisition of 6,500,000 Class B Ordinary Shares, 11,111,111 Common Warrants, and 4,611,111 Pre-Funded Warrants in Brera Holdings PLC. The total purchase price was $49,999,999.50, paid in USD Coin. RBCH Ltd. now holds a 9.99% st...

The Public Investment Fund (PIF) of Saudi Arabia has filed a Schedule 13D with the SEC, indicating its beneficial ownership of approximately 9.9% of Electronic Arts Inc.'s common stock. The filing amends and supersedes a previous Schedule 13G. PIF has entered into a Merger Agreement with Electronic Arts, Oak-Eagle Acqu...

Scilex Holding Company (SHC) and its subsidiary Scilex, Inc. filed a Schedule 13D with the SEC regarding their ownership of Semnur Pharmaceuticals, Inc. The filing details the business combination between Denali Capital Acquisition Corp. and Semnur Pharmaceuticals, which was completed on September 22, 2025. SHC and Sci...

Panacea Venture Healthcare Fund II, L.P. has filed a Schedule 13D with the SEC, disclosing its acquisition of a significant stake in CASI Pharmaceuticals, Inc. The fund purchased 3,550,000 ordinary shares for approximately $6.7 million, representing a 19.4% ownership stake. Additionally, James Huang, a founding managin...

GG Mars Capital, Inc. has filed a Schedule 13D with the SEC, disclosing its acquisition of a 6.694% stake in ZenaTech, Inc. The acquisition was made through the conversion of $753,360 outstanding under a convertible line of credit provided by GG Mars Capital to ZenaTech in August 2019. The conversion resulted in GG Mar...

Bank of America Corporation (BAC) and Banc of America Preferred Funding Corporation (BAPFC) have filed a Schedule 13D to report the purchase of 350 variable rate demand preferred shares (VRDP Shares) of BlackRock Municipal Credit Alpha Portfolio, Inc. The shares were purchased for approximately $35,000,000 using the wo...

Lucky Dog Holdings (LDH), an exempted company incorporated in the Cayman Islands, has filed a Schedule 13D indicating its acquisition of 135,000 shares of Series C Convertible Preferred Stock in Safety Shot, Inc. This includes 27,481 shares currently convertible into common stock and 107,519 shares convertible followin...

On September 16, 2025, Wealth Index Capital Limited (WICL) acquired 9,000,000 shares of Future Fintech Group Inc.'s common stock at $2.00 per share, totaling $18,000,000. This acquisition represents approximately 48.107% of the company's outstanding shares. WICL is wholly owned and controlled by Shanchun Huang, who is ...

Brent D. Baird has filed a Schedule 13D with the SEC regarding his ownership of shares in AmeriServ Financial Inc. The filing indicates that Baird owns 841,756 shares of common stock, representing approximately 5.1% of the company's outstanding shares. The shares were purchased with personal funds totaling $2,348,068.9...

GGCP, Inc. and its affiliates, including GAMCO Investors, Inc., Gabelli Funds, LLC, and Gabelli & Company Investment Advisers, Inc., have filed a Schedule 13D with the SEC regarding their holdings in WideOpenWest, Inc. The filing discloses that the reporting persons collectively own 4,331,230 shares of WideOpenWest com...

Beretta Holding S.A., a Luxembourg-based holding company, has filed a Schedule 13D with the SEC, disclosing a 7.735% stake in Sturm Ruger & Co Inc. The shares were acquired with working capital, totaling approximately $45.9 million. Beretta Holding S.A. believes the shares represent an attractive investment opportunity...

Yunqi Path Capital Master Fund, Yunqi Capital Limited, Yunqi Capital Cayman Limited, and Christopher Min Fang Wang (collectively, the 'Reporting Persons') have filed a Schedule 13D regarding their investment in STAAR Surgical Co. The Reporting Persons hold 2,500,061 shares, representing 5.1% of the company's common sto...

Patriot Financial Partners IV, L.P. and Patriot Financial Partners Parallel IV, L.P. have acquired a combined 8.06% stake in NewtekOne, Inc. through a Securities Purchase and Exchange Agreement. The transaction involved the exchange of 20,000 shares of Series A Convertible Preferred Stock and $10 million in cash for 2,...

Quantum Leap Energy LLC (QLE), a subsidiary of ASP Isotopes Inc., has acquired a controlling interest in Skyline Builders Group Holding Limited (SKBL) through a series of transactions. On August 27, 2025, QLE purchased all 1,995,000 issued and outstanding Class B Ordinary Shares of SKBL from Supreme Development (BVI) H...

National Philanthropic Trust, a Pennsylvania non-profit organization, filed a Schedule 13D with the SEC regarding its ownership of 231,520 shares of Class A common stock in dMY Squared Technology Group, Inc. The shares were received as a donation from Niccolo de Masi, who had previously converted Class B common stock t...

This Schedule 13D filing discloses the ownership of Class A Common Stock and Class B Common Stock in Mobix Labs, Inc. by Keyvan Samini and several trusts (KSSF Trust, KSLI Trust, and SSLI Trust). Samini, who serves as President, CFO, and Secretary of Mobix Labs, beneficially owns 3,316,733 shares of Class A Common Stoc...

MOZAYYX UGP, LLC, along with Xuan Yong and Matthew Gefter, has filed a Schedule 13D indicating their acquisition of a significant stake in Eightco Holdings Inc. The filing details the purchase of 15,753,424 shares of Common Stock by MOZAYYX TOWER SPV 2, LP and 684,932 shares by MOZAYYX Master Fund LP, both entities con...