SEC Filings TLDR

ZHANG DINGJUN, an individual investor from China, has filed a Schedule 13D with the SEC, disclosing a 10.1% ownership stake in Stardust Power Inc. The filing indicates that ZHANG DINGJUN acquired 852,551 shares of the company's common stock using personal funds. The shares were purchased for investment purposes, and th...

R01 Fund LP, along with R01 Capital LLC, R01 Capital Manager LLC, and Michael Kazley, has filed a Schedule 13D with the SEC, disclosing a 16.2% ownership stake in NovaBay Pharmaceuticals, Inc. The filing indicates that R01 Fund LP acquired 1,164,117 shares of NovaBay's common stock, which are convertible from Series D ...

Framework Ventures IV L.P., along with its affiliates, has filed a Schedule 13D indicating the acquisition of a significant stake in NovaBay Pharmaceuticals, Inc. The filing reveals that Framework Ventures IV L.P. and related entities now beneficially own approximately 16.2% of NovaBay's common stock, equivalent to 1,1...

The Winvest Investment Fund Management Corp. and its CEO, Jourdan Matthews, have filed a Schedule 13D with the SEC, disclosing their acquisition of a 15.8% stake in Bollinger Innovations, Inc. The acquisition was made on October 10, 2025, with Winvest purchasing 80,000 shares of Common Stock. Winvest's intentions inclu...

Firewood Group Limited and Haokang Zhu have filed a Schedule 13D with the SEC, disclosing their ownership of 46,663,197 Class A Ordinary Shares of Solowin Holdings, representing 29.95% of the total issued and outstanding shares. The shares were acquired as part of a Share Purchase Agreement with AlloyX Limited, where F...

Kiara Capital Holding Limited has filed a Schedule 13D to disclose its significant ownership in Prestige Wealth Inc. Kiara Capital holds 14.4% of the outstanding shares and has 18.9% voting power in the company. The filing details several transactions, including the purchase of Class A and Class B Ordinary Shares, warr...

Antalpha Capital (HK) Limited and Antalpha Platform Holding Company have filed a Schedule 13D to disclose their significant ownership in Prestige Wealth Inc. Antalpha Capital (HK) Limited participated in a Class B PIPE Financing, purchasing 119,444,446 Class B Ordinary Shares and 119,444,446 warrants for an aggregate p...

Dumont Global LP, Dumont Fund Partners LLC, Dumont Master Fund LP, and Chris Yetter have filed a Schedule 13D with the SEC regarding their holdings in Hydrofarm Holdings Group, Inc. The filing indicates that the Reporting Persons collectively own 305,000 shares of common stock, representing approximately 6.55% of the o...

Global Value Investment Corporation (GVIC) and its directors and officers have filed a Schedule 13D with the SEC, disclosing their beneficial ownership of 1,350,000 shares of Common Stock in CPS Technologies Corp., representing approximately 7.51% of the outstanding shares. The filing includes details on the acquisitio...

Dialectic Technology SPV LLC, along with Dialectic Technology Manager LLC and John Fichthorn, filed a Schedule 13D with the SEC regarding their holdings in Quantum Corp. The filing discloses that Dialectic holds a warrant to purchase 2,653,308 shares of Quantum Corp's common stock, representing 19.9% of the outstanding...

GAMCO Investors, Inc. and its affiliates have filed a Schedule 13D with the SEC, disclosing their ownership of 5.06% of Golden Entertainment, Inc.'s common stock. The filing includes detailed information about the transactions made by the reporting persons over the past 60 days, totaling approximately $22,562,516. The ...

Daniel Reis-Faria, the Chief Executive Officer of Flora Growth Corp., has acquired a significant stake in the company through the purchase of 5,954,743 Token Pre-Funded Warrants on October 9, 2025. These warrants, purchased at $25.1899 each, amount to an approximate total value of $149,999,977. This acquisition grants ...

T. Rowe Price Associates, Inc. has filed a Schedule 13D with the SEC regarding its holdings in Dayforce, Inc. The filing discloses that T. Rowe Price Associates, Inc. owns 24,801,614 shares of Dayforce's Common Stock, representing 15.5% of the class. The shares were acquired for investment purposes, with prices ranging...

Fund 1 Investments, LLC filed a Schedule 13D with the SEC, disclosing its ownership of 12,859,012 shares of common stock in Tile Shop Holdings, Inc., representing approximately 28.8% of the outstanding shares. The filing indicates that the shares were purchased based on the belief that they were undervalued and represe...

Bank of America Corporation (BAC) and Banc of America Preferred Funding Corporation (BAPFC) have filed a Schedule 13D with the SEC regarding the purchase of 500 Variable Rate Demand Preferred Shares (VRDP Shares) of BlackRock 2037 Municipal Target Term Trust. The shares were purchased for $50,000,000 using the working ...

Famatown Finance Limited, Greenwich Holdings Limited, and C.K. Limited have filed a Schedule 13D with the SEC regarding their ownership of common shares in Star Bulk Carriers Corp. The filing indicates that Famatown Finance Limited holds 13,571,000 common shares, representing 11.84% of the outstanding shares. Greenwich...

Blue Owl Capital Holdings LP filed a Schedule 13D with the SEC regarding its holdings in Katapult Holdings, Inc. The filing details the acquisition of warrants and conversion rights related to a term loan facility. Blue Owl Capital Holdings LP, through various funds, holds warrants to purchase 662,264 shares of common ...

Equinox Partners Investment Management LLC (EPIM), along with Equinox Partners, L.P., Kuroto Fund LP, Mason Hill Partners, LP, and Sean M. Fieler, collectively referred to as the Reporting Persons, have filed a Schedule 13D with the SEC regarding their ownership of Common Stock in Gran Tierra Energy Inc. The Reporting ...

Barry James Mann has acquired a 5% stake in Carver Bancorp Inc, purchasing 264,240 shares for a total investment of $570,510.76 at an average price of $2.16 per share. Mann believes the shares are undervalued and represent an attractive investment opportunity. He intends to purchase additional shares and engage with th...

Advent International, L.P., along with its affiliates Advent International GP, LLC and AIO Holdings L.P., filed a Schedule 13D with the SEC regarding their holdings in Waystar Holding Corp. The filing discloses that the Reporting Persons collectively own approximately 5.8% of Waystar's common stock, acquired through a ...

RA Capital Management, L.P., along with Peter Kolchinsky, Rajeev Shah, and RA Capital Healthcare Fund, L.P., filed a Schedule 13D with the SEC regarding their holdings in SAB Biotherapeutics, Inc. The filing discloses that the Fund holds 4,401,500 shares of common stock, Series B preferred stock convertible into up to ...

Adage Capital Management, L.P. (ACM), along with Robert Atchinson and Phillip Gross, filed a Schedule 13D with the SEC regarding their ownership of 9,097,587 shares of common stock in 89bio, Inc., representing 6.13% of the outstanding shares. The shares were acquired for investment purposes, with a total expenditure of...

Scilex Holding Company filed a Schedule 13D with the SEC, disclosing its acquisition of 15 million shares of common stock and a pre-funded warrant to purchase 263,914,094 shares of Datavault AI Inc. The total purchase price was $150 million, paid in Bitcoin. The acquisition was part of a Securities Purchase Agreement d...

Qatar Investment Authority (QIA), the sovereign wealth fund of the State of Qatar, filed a Schedule 13D regarding its ownership of Class A Common Stock in Global Business Travel Group, Inc. QIA holds 87,659,000 shares, representing 16.6% of the outstanding Class A Common Stock. The filing indicates that QIA has sole vo...

Scilex Holding Company (SHC) has filed a Schedule 13D to disclose its acquisition of a significant stake in Datavault AI Inc. SHC purchased 15 million shares of Datavault's common stock and a pre-funded warrant to purchase an additional 263.9 million shares for an aggregate purchase price of $150 million. The transacti...