SEC Filings TLDR

This Amendment No. 10 to Schedule 13D, filed by Madryn Asset Management, LP and related entities, updates the ownership and transaction details of Venus Concept Inc.'s common stock. The amendment is primarily related to the execution of the September 2025 Exchange Agreement, where the Funds exchanged $15,000,000 of sen...

Beretta Holding S.A. has filed Amendment No. 1 to its Schedule 13D for Sturm Ruger & Co Inc, disclosing its ownership of 1,454,900 shares, representing 9.002% of the company's outstanding common stock. The shares were acquired with working capital at an aggregate purchase price of approximately $54.8 million, including...

This Amendment No. 2 to Schedule 13D, filed on October 2, 2025, updates the ownership details of Class A Common Stock of Offerpad Solutions Inc. The filing reports that LL Capital Partners I, L.P. and SIF V, LLC completed in-kind distributions of shares to their limited partners on September 30, 2025. Following these d...

This Amendment No. 2 to Schedule 13D, filed by LL Capital Partners I, L.P. and other reporting persons, updates the ownership details of Class A Common Stock of Offerpad Solutions Inc. The amendment reflects an in-kind distribution of shares by LL Capital Partners I, L.P. and SIF V, LLC to their limited partners on Sep...

This Amendment No. 3 to Schedule 13D, filed by Mr. Chi Ming Lam, updates the ownership details of Ming Shing Group Holdings Ltd's ordinary shares. As of October 1, 2025, Mr. Lam holds 10,473,500 ordinary shares, representing 80.7% of the issued and outstanding shares. The amendment details a series of transactions wher...

This Amendment No. 2 to Schedule 13D, filed by Baker Bros. Advisors LP and related entities, reports the sale of common stock of KALA BIO, Inc. that resulted in a more than 1 percent change in beneficial ownership. The amendment also details the conversion rights of Series E, F, G, and H Preferred Stock into Common Sto...

This Amendment No. 2 to Schedule 13D, filed on October 2, 2025, pertains to the common stock of Forian Inc. The filing is made by Max C. Wygod, Emily Bushnell, the Administrative Trust U/Wygod Family RV, the Wygod Family Rev LT U/T/A, and the Estate of Martin J. Wygod. The amendment updates the beneficial ownership of ...

PL Capital Advisors, LLC, Black Maple Capital Management LP, and related entities have filed an amended Schedule 13D reporting an aggregate 8.9% ownership in Financial Institutions, Inc. The filing indicates that the Reporting Persons acquired the Common Stock because they believed it was undervalued at the time of pur...

This filing is an amendment to Schedule 13D for Cocrystal Pharma, Inc., submitted by Phillip Frost, M.D. and Frost Gamma Investments Trust. The amendment reports the acquisition of shares of common stock through the vesting of restricted stock units. Dr. Frost acquired 13,550 shares on August 21, 2025, and 1,693 shares...

This filing, Amendment No. 17 to Schedule 13D, pertains to the common stock of Cipher Mining Inc. The amendment updates the beneficial ownership details of the reporting persons, including Bitfury Top HoldCo B.V., Bitfury Holding B.V., Bitfury Group Ltd, V3 Holding Ltd, and Valerijs Vavilovs. The filing discloses recen...

This Amendment No. 2 to Schedule 13D, filed by BW Altor Pte. Ltd. (BWA), updates the ownership details of Cadeler A/S shares. BWA now holds 78,495,522 ordinary shares, representing approximately 22.4% of the outstanding shares. The funds used for these acquisitions came from an equity injection by Mr. Sohmen-Pao using ...

This filing is Amendment No. 2 to the Schedule 13D originally filed on August 5, 2021, and previously amended on July 2, 2025, by CDP Investissements Inc. and Caisse de Depot et Placement du Quebec regarding their holdings in Zevia PBC. The amendment updates the citizenship of the officers and directors of the reportin...

This Amendment No. 21 to the Schedule 13D for OceanPal Inc. reports a decrease in the percentage ownership of Shares that the Reporting Persons, Ioannis Zafirakis and Abra Marinvest Inc., may be deemed to beneficially own. The decrease is due to changes in the conversion price of the Series C and Series D Preferred Sto...

This Amendment No. 16 to the Schedule 13D for OceanPal Inc. reports a decrease in the percentage ownership of Shares that Eleftherios Papatrifon, the Reporting Person, may be deemed to beneficially own through his ownership of the Issuer's Series C Preferred Stock and Series D Preferred Stock. The decrease is due to a ...

Amendment No. 41 to the Schedule 13D for OceanPal Inc. reports a decrease in the percentage ownership of Shares that the Reporting Persons may be deemed to beneficially own through their ownership of the Issuer's Series C Preferred Stock and Series D Preferred Stock. The amendment is filed by Semiramis Paliou, Tuscany ...

Amendment No. 27 to Schedule 13D for OPKO Health, Inc. discloses changes in the beneficial ownership of the company's common stock by The Frost Group, LLC, Frost Gamma Investments Trust, Frost Nevada Investments Trust, and Phillip Frost, M.D. The amendment highlights that Gamma Trust directly owns 214,236,448 shares (2...

This Amendment No. 4 to Schedule 13D/A, filed jointly by Fluor Corporation, Fluor Enterprises, Inc., and NuScale Holdings Corp., updates the ownership details of Class A Common Stock of NuScale Power Corporation. The amendment discloses that Fluor Enterprises exchanged 15,000,000 Class B common units for 15,000,000 sha...

Fortress Biotech, Inc. has filed an amendment to its Schedule 13D regarding its holdings in Mustang Bio, Inc. The amendment reflects that Fortress Biotech owns 258,858 shares of Mustang Bio's common stock, representing 4.0% of the outstanding shares. This includes 250,000 shares of Class A preferred stock, which are co...

This Amendment No. 1 to Schedule 13D, filed by SR One Capital Fund II Aggregator, LP, SR One Capital Partners II, LP, SR One Capital Management, LLC, and Simeon George, M.D., updates the ownership details of KALA BIO, Inc.'s Common Stock. The amendment reports that Aggregator sold 598,940 shares of Common Stock in open...

This Amendment No. 9 to the Schedule 13D for Hall of Fame Resort & Entertainment Co, filed on October 1, 2025, updates the ownership and transaction details of the reporting persons. The amendment includes information on the extension of the termination date of the Notice of Intent to Terminate Merger Agreement and Non...

Fortress Biotech, Inc. has filed an amendment to its Schedule 13D regarding its holdings in Mustang Bio, Inc. The amendment reflects changes in the ownership structure, including the issuance of 59,334 shares of Mustang Bio's common stock as Offering Equity Grants under the Founders Agreement. Fortress Biotech holds 25...

This Amendment No. 4 to Schedule 13D/A is filed by Fluor Corporation, Fluor Enterprises, Inc., and NuScale Holdings Corp. regarding their ownership of Class A Common Stock in NuScale Power Corporation. The amendment updates the information previously disclosed in the Original Filing, including details about the exchang...

Embraer Aircraft Holding, Inc. (EAH) and EMBRAER S.A. have filed an amendment to their Schedule 13D regarding their holdings in Eve Holding, Inc. The amendment reports that EAH has purchased 4,123,711 shares of Common Stock at $4.85 per share, as per the Subscription Agreement dated August 13, 2025. The transaction was...

Embraer Aircraft Holding, Inc. (EAH) has completed the acquisition of 4,123,711 shares of common stock in Eve Holding, Inc. at a price of $4.85 per share, totaling $19,999,998.35. This transaction, which was consummated on September 30, 2025, was part of a previously reported subscription agreement. EAH, controlled by ...

This Amendment No. 3 to Schedule 13D, filed on October 1, 2025, updates the ownership details of the common stock of C3IS Inc. by the Reporting Persons: Flawless Management Inc., Arethusa Properties LTD, and Harry N. Vafias. The amendment reflects changes in the percentage of shares beneficially owned by the Reporting ...