SEC Filings TLDR

Federated Hermes, Inc. (FHI) has filed a Schedule 13D with the SEC, disclosing its acquisition of a significant stake in Minerva Neurosciences, Inc. As of October 21, 2025, FHI holds 1,351,275 shares of Minerva's common stock, representing a 19.32% ownership stake. The shares were acquired for an aggregate purchase pri...

Tony Giardini, the President and CEO of Trilogy Metals Inc., filed a Schedule 13D detailing his ownership and transactions in the company's common shares. As of March 1, 2024, Giardini owns 8,169,131 shares, representing 5.0% of the outstanding shares. This includes 5,279,064 common shares and 2,890,067 shares underlyi...

Robert Nistico, the Chief Executive Officer and Chairman of the Board of Directors of Splash Beverage Group, Inc., has filed a Schedule 13D with the SEC. The filing discloses Nistico's beneficial ownership of approximately 7.1% of the company's common stock, including shares issuable upon the exercise of warrants and s...

North York Ltd and Ashwood Leon Forbes have filed a Schedule 13D with the SEC, disclosing their significant stake in Earlyworks Co., Ltd. The filing reveals that North York Ltd holds 5,000,000 Ordinary Shares, representing 24.7% of the company's outstanding shares, through American Depositary Shares (ADSs). The shares ...

Robert Nistico, the Chief Executive Officer and Chairman of the Board of Directors of Splash Beverage Group, Inc., has filed a Schedule 13D with the SEC. The filing discloses that Nistico beneficially owns approximately 7.1% of the company's common stock, including shares issuable upon the exercise of warrants and stoc...

Lucky Dog Holdings (LDH), an exempted company incorporated in the Cayman Islands, has filed a Schedule 13D indicating its acquisition of a significant stake in BONK, Inc. LDH has acquired 135,000 shares of Series C Convertible Preferred Stock, of which 46,042 shares are currently convertible into Common Stock, with the...

Michael Heinrich and Zero Gravity Labs Inc. have filed a Schedule 13D with the SEC regarding their holdings in Flora Growth Corp. The filing discloses that Michael Heinrich, who is the Chief Executive Officer of Zero Gravity Labs Inc., has been appointed as a director and Chairman of the Board of Flora Growth Corp. The...

The filing reports Tony Giardini's ownership and transactions in Trilogy Metals Inc. as of March 1, 2024, and October 19, 2025. Giardini, the President and CEO of Trilogy Metals, holds 8,169,131 common shares, representing 5.0% of the outstanding shares as of March 1, 2024. This includes 5,279,064 common shares and 2,8...

Michael Heinrich, the Chief Executive Officer of Zero Gravity Labs Inc. (0G), and 0G have filed a Schedule 13D with the SEC regarding their holdings in Flora Growth Corp. The filing discloses that Heinrich was appointed as a director and Chairman of the Board of Flora Growth Corp. on September 20, 2025. On October 22, ...

North York Ltd and Ashwood Leon Forbes have filed a Schedule 13D with the SEC, disclosing their significant stake in Earlyworks Co., Ltd. The filing reveals that North York Ltd acquired Pre-Funded Warrants and Warrants to purchase American Depositary Shares (ADSs) representing Ordinary Shares of Earlyworks. The total p...

Lucky Dog Holdings (LDH), an exempted company incorporated in the Cayman Islands, has filed a Schedule 13D indicating its acquisition of a significant stake in BONK, Inc. LDH has acquired 135,000 shares of Series C Convertible Preferred Stock, of which 46,042 shares are currently convertible into Common Stock, with the...

Tether Holdings, S.A. de C.V., Tether Investments, S.A. de C.V., and Giancarlo Devasini have filed a Schedule 13D disclosing a 5.5% ownership stake in Metalla Royalty & Streaming Ltd. The Reporting Persons collectively own 5,100,369 common shares, acquired through open market purchases. The shares were purchased for in...

River Global Investors LLP has filed a Schedule 13D with the SEC, disclosing a 5.2% ownership stake in MaxCyte, Inc. The filing indicates that River Global Investors LLP acquired 5,497,452 shares of MaxCyte's equity, representing 5.1568% of the class. The transactions were conducted on Bloomberg AIM, with purchases mad...

Tether Holdings, S.A. de C.V., along with Tether Investments, S.A. de C.V. and Giancarlo Devasini, have filed a Schedule 13D disclosing an 8.1% ownership stake in Gold Royalty Corp. The stake consists of 13,809,085 common shares, acquired through open market purchases between August 25, 2025, and October 24, 2025. The ...

Magnetar Financial LLC, along with its affiliates, has acquired a 5.87% stake in Astria Therapeutics, Inc. through the purchase of 3,312,202 shares. The shares were acquired after the public announcement of a merger agreement between Astria Therapeutics and BioCryst Pharmaceuticals. The total amount spent on these acqu...

Ausgood Lifestyle Company Limited and Keen Merit Asia Limited have acquired significant stakes in Origin Agritech Limited. Ausgood Lifestyle Company Limited purchased 1,413,100 ordinary shares, representing 11.637% of the issued and outstanding shares, while Keen Merit Asia Limited acquired 446,200 ordinary shares, rep...

Lynx1 Capital Management LP has significantly increased its stake in Neuphoria Therapeutics Inc., acquiring 875,328 shares of common stock, representing a 37.1% ownership in the company. The total value of the shares acquired is approximately $4,524,327. The investment was made because Lynx1 Capital Management LP belie...

Dixon Perez Dai and Joyer Tech And Information OPC have filed a Schedule 13D with the SEC, disclosing their ownership of 24,715,473 shares of common stock in CIMG Inc., representing 13.1% of the outstanding shares. The shares were acquired through two separate Securities Purchase Agreements dated June 4, 2024, and Augu...

Funicular Funds, LP, along with Cable Car Capital, LP and Jacob Ma-Weaver, filed a Schedule 13D with the SEC regarding their ownership of Class A Ordinary Shares in Nabors Energy Transition Corp. II. The filing discloses that the Reporting Persons collectively own 1,875,115 shares, representing approximately 13.7% of t...

Wolverine Asset Management LLC (WAM) filed a Schedule 13D with the SEC, disclosing its ownership of 18,934,083 shares of Beyond Meat, Inc. (BYND) common stock, representing 4.82% of the outstanding shares. The filing details WAM's participation in Beyond Meat's exchange offer, where WAM tendered $117.82 million in conv...

D. E. Shaw Valence Portfolios, L.L.C., along with other related entities and Dr. David E. Shaw, filed a Schedule 13D with the SEC regarding their holdings in Beyond Meat, Inc. The filing discloses that the Reporting Persons beneficially own 9,000,000 shares of Beyond Meat's common stock, representing approximately 2.3%...

Devereux William T, the Chief Financial Officer of Splash Beverage Group, Inc., filed a Schedule 13D indicating beneficial ownership of approximately 29.4% of the company's common stock. This includes 15,000 shares issuable upon exercise of stock options and 1,000,000 shares issuable upon exercise of warrants. The warr...

Frederick William Caple, a director of Splash Beverage Group, Inc., has filed a Schedule 13D disclosing his beneficial ownership of the company's common stock. Caple indirectly owns 1,875 shares of common stock and has the right to acquire additional shares through stock options and warrants. Specifically, he holds 3,1...

Yorke Justin W, a director of Splash Beverage Group, Inc., filed a Schedule 13D disclosing beneficial ownership of approximately 28.6% of the company's common stock. The filing includes shares held directly, indirectly through Richland Fund, LLC, and shares issuable upon the exercise of warrants and stock options. The ...

William Meissner, President and Chief Marketing Officer of Splash Beverage Group, Inc., has filed a Schedule 13D indicating his beneficial ownership of the company's common stock. Meissner holds 2,500 shares issuable upon exercise of stock options and 750,000 shares issuable upon exercise of warrants, totaling approxim...