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2026-07-23LLY3Form 4 Filing: Eli Lilly & Co. Ownership Update Post-IPOMEDIUM
This filing details a change in beneficial ownership for Eli Lilly & Co. (ELI LILLY & Co) concerning Scribe Therapeutics, Inc. (SCTX). Following the initial public offering (IPO) of Scribe Therapeutics, Inc., Eli Lilly & Co. will no longer be considered a 10% owner. Consequently, they will be released from their Sectio...
Mega CapDrug Manufacturers - General
2026-07-23SER3Insider Transaction Report - Simon Farrell
This filing reports a transaction by Simon Farrell, who is a Director at Serina Therapeutics, Inc. The transaction occurred on July 22, 2026. The filing indicates that Mr. Farrell owns no securities directly, but the form is related to his position as a director. The filing was signed on July 23, 2026, by Steven Ledger...
Nano CapBiotechnology
2026-07-23SEIC3SEI Investments Co. - SEC Filing SummaryMEDIUM
This filing details stock options and holdings for Sneha S. Shah, an EVP & Head-New Bus Ventures SEI at SEI Investments Co. The report includes information on the acquisition and vesting conditions of various stock options, with exercise prices ranging from $62 to $86.58 and expiration dates extending to 2035. Direct h...
Large CapAsset Management
2026-07-23PROP3Power of Attorney for SEC FilingsMEDIUM
This filing is an Exhibit 24, a Power of Attorney document. It designates Daniel T. Sweeney as the attorney-in-fact for Michael Shelly, Executive Vice President & CFO of Prairie Operating Co. This authorization allows Daniel T. Sweeney to execute and file Forms 3, 4, and 5, including any amendments, with the SEC and st...
Micro CapOil & Gas E&P
2026-07-23Serina Therapeutics, Inc.3Insider Transaction Report - Simon FarrellDuplicate
This filing reports a transaction by Simon Farrell, who is a Director at Serina Therapeutics, Inc. The transaction occurred on July 22, 2026. The filing indicates that Mr. Farrell owns no securities directly, but the form is related to his position as a director. The filing was signed on July 23, 2026, by Steven Ledger...
Nano CapBiotechnology
2026-07-23LNZA3Sir Stephen Robert Tindall Reports 10% Ownership in LanzaTech GlobalMEDIUM
This Form 3 filing reports that Sir Stephen Robert Tindall became a beneficial owner of more than 10% of LanzaTech Global, Inc. common stock as of January 21, 2026. The filing discloses ownership of 1,215,528 shares through two New Zealand entities: K One W One (No 3) Limited (1,191,877 shares) and K One W One (No 2) L...
Micro CapWaste Management
2026-07-23PB3Form 3: Cullen D. Zalman's Initial Ownership Disclosure for Prosperity Bancshares
This Form 3 filing discloses the initial ownership of Cullen D. Zalman, Executive Vice President of Banking/Corporate at Prosperity Bancshares Inc. (PB). The filing reports Zalman's ownership of 8,000 shares of common stock directly held and an additional 2,366 shares indirectly owned through the company's 401(k) plan,...
Mid CapBanks - Regional
Sponsored
2026-07-22BAC3Initial Statement of Beneficial Ownership of Securities
This filing reports an initial statement of beneficial ownership of securities for Bluejay Diagnostics, Inc. (BJDX). The reporting owners are Bank of America Corporation, BANA, and BOFAS, all wholly owned subsidiaries of Bank of America. They may be deemed to have temporarily held voting and dispositive power over addi...
Mega CapBanks - Diversified
2026-07-22BANK OF AMERICA CORP /DE/3Initial Statement of Beneficial Ownership of SecuritiesDuplicate
This filing reports an initial statement of beneficial ownership of securities for Bluejay Diagnostics, Inc. (BJDX). The reporting owners are Bank of America Corporation, BANA, and BOFAS, all wholly owned subsidiaries of Bank of America. They may be deemed to have temporarily held voting and dispositive power over addi...
Mega CapBanks - Diversified
2026-07-22BANK OF AMERICA CORP /DE/3Initial Statement of Beneficial Ownership of SecuritiesDuplicate
This filing reports an initial statement of beneficial ownership of securities for Bluejay Diagnostics, Inc. (BJDX). The reporting owners are Bank of America Corporation, BANA, and BOFAS, all wholly owned subsidiaries of Bank of America. They may be deemed to have temporarily held voting and dispositive power over addi...
Mega CapBanks - Diversified
2026-07-22BMGL3Alton Neo Chun How Form 3 Filing as Interim CFO of Basel Medical Group Ltd
This Form 3 filing reports that Alton Neo Chun How, the Interim Chief Financial Officer of Basel Medical Group Ltd (ticker: BMGL), has no securities ownership in the company as of June 5, 2026. The filing was submitted on July 21, 2026, and indicates Neo's position as Interim CFO. The document shows that Neo is based i...
Nano CapMedical Care Facilities
2026-07-22BANK OF AMERICA CORP /DE/3Initial Statement of Beneficial Ownership of SecuritiesDuplicate
This filing reports an initial statement of beneficial ownership of securities for Bluejay Diagnostics, Inc. (BJDX). The reporting owners are Bank of America Corporation, BANA, and BOFAS, all wholly owned subsidiaries of Bank of America. They may be deemed to have temporarily held voting and dispositive power over addi...
Mega CapBanks - Diversified
2026-07-22CAPS3Gordon Strout Director Form 3 Filing for Capstone Holding Corp.
This is a Form 3 filing by Gordon Strout, a director of Capstone Holding Corp. (ticker: CAPS), reporting his initial statement of beneficial ownership of securities. The filing indicates that as of February 14, 2025, Strout owns no securities in the company. The document was signed on July 22, 2026, and confirms Strout...
Nano CapBuilding Materials
2026-07-22CAPS3Initial Statement of Beneficial Ownership of SecuritiesMEDIUM
This filing reports the initial statement of beneficial ownership of securities for Kevin Allan Grotke, President & CEO of TotalStone. The report details holdings in Capstone Holding Corp. (CAPS). Grotke directly owns 526,102 shares of common stock. This amount includes 285,000 shares granted as restricted stock awards...
Nano CapBuilding Materials
Sponsored
2026-07-22DFH3Form 3 Filing - Initial Statement of Beneficial OwnershipMEDIUM
This filing reports the initial statement of beneficial ownership for Steven Fischer, a director at Dream Finders Homes, Inc. (DFH). The filing, dated July 22, 2026, indicates that Steven Fischer directly owns 95,512 shares of Class A common stock, par value $0.01 per share, following the reporting period of July 13, 2...
Small CapResidential Construction
2026-07-22ERII3Power of Attorney for John J. MitchellMEDIUM
This filing is an Exhibit 24, a Power of Attorney granted by John J. Mitchell, a director of Energy Recovery, Inc. (ERII), to William Yeung. This Power of Attorney authorizes William Yeung to prepare and execute all necessary SEC filings, including Forms ID, 3, 4, and 5, and any amendments, related to Mr. Mitchell's st...
Small CapPollution & Treatment Controls
2026-07-22Dream Finders Homes, Inc.3Form 3 Filing - Initial Statement of Beneficial OwnershipDuplicateMEDIUM
This filing reports the initial statement of beneficial ownership for Steven Fischer, a director at Dream Finders Homes, Inc. (DFH). The filing, dated July 22, 2026, indicates that Steven Fischer directly owns 95,512 shares of Class A common stock, par value $0.01 per share, following the reporting period of July 13, 2...
Small CapResidential Construction
2026-07-22FRHC3Alexey Lee Reports 72,700 Shares of Freedom Holding Corp. Common Stock
This Form 3 filing reports that Alexey Lee, Executive Director of the Product Management Department of Freedom Holding Operations LLP, holds 72,700 shares of Freedom Holding Corp. (FRHC) common stock as of June 25, 2026. The filing indicates direct ownership (D) of the shares. Lee serves in an officer capacity with the...
Mid CapFinancial Conglomerates
2026-07-22PCSC3Initial Statement of Beneficial Ownership - Freenome, Inc.MEDIUM
This filing reports an initial statement of beneficial ownership for Freenome, Inc. (FRNM). RA Capital Management, L.P., along with RA Capital Healthcare Fund LP, Peter Kolchinsky, and Rajeev M. Shah, are identified as reporting owners. Dr. Peter Kolchinsky, a Managing Partner at RA Capital Management, L.P., also serve...
Micro CapShell Companies
2026-07-22Capstone Holding Corp.3Initial Statement of Beneficial Ownership of SecuritiesDuplicateMEDIUM
This filing reports the initial statement of beneficial ownership of securities for Kevin Allan Grotke, President & CEO of TotalStone. The report details holdings in Capstone Holding Corp. (CAPS). Grotke directly owns 526,102 shares of common stock. This amount includes 285,000 shares granted as restricted stock awards...
Nano CapBuilding Materials
2026-07-22HRMY3Stephen Mollichella Form 4: Equity Awards for Harmony Biosciences CFO
This Form 4 filing reports equity awards for Stephen M. Mollichella, Interim Principal Financial Officer of Harmony Biosciences Holdings, Inc. The filing discloses multiple stock option grants and restricted stock units awarded to Mollichella. The stock options include grants for 12,172 shares at $37.46 exercise price ...
Mid CapBiotechnology
Sponsored
2026-07-22JSPR3Power of Attorney for Matthew E. RosMEDIUM
This filing details a Power of Attorney granted by Matthew E. Ros, Chief Operating Officer of Jasper Therapeutics, Inc., to Herb Cross and Jeetinder Singh Mahal. The attorneys-in-fact are authorized to act on Mr. Ros's behalf regarding SEC filings, including Forms 3, 4, 5, Schedules 13D and 13G, and Forms 144. They are...
Nano CapBiotechnology
2026-07-22JSPR3Power of Attorney for Jasper Therapeutics, Inc. SEC FilingsMEDIUM
This filing is an Exhibit 24, a Power of Attorney granted by Wenru Song, EVP, Head of R&D at Jasper Therapeutics, Inc., to Herb Cross and Jeetinder Singh Mahal. The power of attorney authorizes the attorneys-in-fact to act on behalf of Wenru Song regarding SEC filings, including executing and filing Forms 3, 4, 5, Sche...
Nano CapBiotechnology
2026-07-22Freenome, Inc.3Initial Statement of Beneficial Ownership - Freenome, Inc.DuplicateMEDIUM
This filing reports an initial statement of beneficial ownership for Freenome, Inc. (FRNM). RA Capital Management, L.P., along with RA Capital Healthcare Fund LP, Peter Kolchinsky, and Rajeev M. Shah, are identified as reporting owners. Dr. Peter Kolchinsky, a Managing Partner at RA Capital Management, L.P., also serve...
Micro CapShell Companies