SEC Filings TLDR

The filing discloses the ownership details of Biofrontera Inc. by Wilhelm Konrad Thomas Zours, who is a ten percent owner. The filing indicates that Biofrontera AG, in which Zours has a majority interest through a series of holding companies, owns 400,000 shares of common stock. Additionally, Deutsche Balaton Aktienges...

Deutsche Balaton Aktiengesellschaft, a significant shareholder of Biofrontera Inc., has reported its ownership details in a Form 3 filing. The filing indicates that Deutsche Balaton, through its affiliate Biofrontera AG, owns 400,000 shares of Biofrontera Inc.'s common stock indirectly. Additionally, Deutsche Balaton h...

The filing discloses the ownership details of Michael Alfred, a director of Bakkt Holdings, Inc. (BKKT). Alfred holds 15,469 restricted stock units (RSUs) of Class A Common Stock, which will fully vest on June 17, 2026, contingent on his continued service to the company. Additionally, he indirectly owns 40,000 shares o...

Michelle Elizabeth Caron, Chief Financial Officer of A10 Networks, Inc., has executed a Power of Attorney appointing Jill Osato, Scott Weber, and Michael Hollenbaugh as her attorneys-in-fact. This Power of Attorney authorizes them to act on her behalf in various capacities, including preparing and submitting forms to t...

Roberto Rios, a director of bioAffinity Technologies, Inc., reported ownership of 833 shares of common stock as of August 12, 2025. The filing, submitted on September 25, 2025, indicates that Rios holds these shares directly. bioAffinity Technologies, Inc. is traded under the symbol BIAF. This filing is a routine discl...

John J. Oppenheimer, a director of bioAffinity Technologies, Inc., has reported that he owns no securities in the company as of August 12, 2025. The filing, submitted on September 25, 2025, indicates that Oppenheimer holds no shares or other securities in bioAffinity Technologies, Inc. This information is disclosed in ...

Alasdair MacKinnon, a director of Vuzix Corp, has reported a change in ownership of the company's common stock. According to the filing, MacKinnon no longer holds any shares of Vuzix Corp common stock as of the period of report on August 5, 2025. The filing indicates that the ownership was direct. This change in owners...

Joseph Christopher Lizzio, a ten percent owner of SmartKem, Inc., reported ownership of 569,000 shares of common stock as of September 8, 2025. The filing, submitted on September 25, 2025, indicates that Lizzio holds these shares directly. This Form 3 filing provides transparency regarding significant ownership stakes ...

The filing is a Power of Attorney document for Nikhil Bhalla, the Senior Vice President, CFO, and Treasurer of RLJ Lodging Trust. The document appoints Leslie D. Hale and Frederick D. McKalip as attorneys-in-fact to execute and file Forms 3, 4, and 5 on behalf of Bhalla in accordance with Section 16(a) of the Securitie...

The SEC filing reports on the stock options and restricted stock units held by Eileen Mary Coggins, EVP & Chief Legal Officer of Mistras Group, Inc. The filing details that Coggins has been granted 25,000 stock options with the right to buy, exercisable starting from September 15, 2026, and expiring on September 15, 20...

The filing reports that Steven Tannenbaum, a director of Maywood Acquisition Corp., has no securities owned as of the period of report on September 11, 2025. The document, filed under Form 3, indicates that Tannenbaum is not an officer or ten percent owner but serves as a director. The filing was signed on September 25...

The SEC filing reports the ownership details of Donald Leroy Holt, Chief Accounting Officer & Controller at Lumen Technologies, Inc. (ticker: LUMN). As of September 23, 2025, Holt owns 45,008 shares of common stock, which includes 18,092 unvested shares of restricted stock. The filing indicates that the ownership is di...

The filing is a Power of Attorney document for Scott R. Tobin, a director of Kodiak AI, Inc. The document appoints Lizette M. Pérez-Deisboeck and Christopher Schiavo as attorneys-in-fact for Scott R. Tobin. The attorneys-in-fact are granted the authority to act on behalf of Scott R. Tobin in various capacities, includi...

The filing is a Form 3 submitted by Hub Group, Inc. for Dennis P. Mathews, the Chief Accounting Officer of the company. The report indicates that Mathews owns 2,328 shares of Class A Common Stock, of which 2,169 shares are subject to restricted stock awards with vesting periods up to five years. The filing also include...

The filing discloses the ownership details of Steve B Thompson, the PrimeLending President and CEO of Hilltop Holdings Inc. As of January 1, 2020, Thompson owns 28,362 shares of common stock, including restricted stock units granted on various dates. These restricted stock units will vest on the third anniversary of th...

The filing is a Power of Attorney document for Matthew J Reintjes, a director at Harley-Davidson, Inc. The document, signed by Paul J. Krause on behalf of Matthew J Reintjes, was filed on September 25, 2025, and covers the period up to September 15, 2025. The filing indicates that Matthew J Reintjes does not own any se...

The filing is a Power of Attorney document for Daniel J. Nova, a director at Harley-Davidson, Inc. The document, signed by Paul J. Krause on behalf of Daniel J. Nova, was submitted on September 25, 2025, and covers the period up to September 15, 2025. The filing indicates that Daniel J. Nova does not own any securities...

The filing is a Power of Attorney document for John Edward Pelant, an officer of Global Business Travel Group, Inc. (GBTG). The document appoints Eric J. Bock, Jennifer Giampietro, Karen Williams, and Jillian Lore as attorneys-in-fact to act on Pelant's behalf in matters related to SEC filings. Specifically, they are a...

The filing is a Power of Attorney document for William J Sharbaugh, a director of Fortrea Holdings Inc. The document was signed by James Stillman Hanson as the Attorney-in-Fact for William J Sharbaugh on September 25, 2025. The filing indicates that William J Sharbaugh does not own any securities in Fortrea Holdings In...

Theodore A. Wilm, a director of Eagle Bancorp Inc, reported a change in ownership of the company's common stock. As of September 8, 2025, Wilm no longer holds any shares of the company's common stock. The filing, submitted on September 25, 2025, indicates that Wilm's ownership was direct. This change in ownership is si...

Biofrontera AG has entered into an agreement with Biofrontera Inc. that allows Biofrontera AG to appoint a representative to the board of directors of Biofrontera Inc. Dr. Heikki Lanckriet has been appointed as the representative. Due to Dr. Lanckriet's role and the Reporting Person's position as the sole member of the...

Matthew Gibbons, the Chief Accounting Officer of BRT Apartments Corp., filed a Form 3 with the SEC on September 25, 2025. The filing indicates that as of September 11, 2025, Gibbons does not own any securities in the company. The filing is a routine disclosure required for officers and directors to report their ownersh...

Unprocessed Foods, LLC has reported ownership of warrants in Beyond Meat, Inc. (BYND) in a Form 3 filing with the SEC. The filing details two warrants, each granting the right to buy common stock of Beyond Meat. The first warrant, dated June 26, 2025, allows the purchase of 3,823,454 shares at $3.26 per share, expiring...

The filing is a Power of Attorney document for Glenn Deegan, the Chief Administrative Officer, General Counsel, and Corporate Secretary of Aspen Aerogels, Inc. The document appoints Andrew Lauzon, Senior Director of Total Rewards at the company, as Deegan's attorney-in-fact. This appointment grants Lauzon the authority...

The SEC filing reports that William T. Yanavitch II, a director of YORK WATER CO (ticker: YORW), no longer holds any shares of common stock as of September 1, 2025. The filing, submitted on September 24, 2025, indicates that Yanavitch previously held shares directly but now reports zero shares following the transaction...