SEC Filings TLDR

Pan Hu, the Chief Operating Officer and Director of Iron Horse Acquisitions Corp., filed a Form 3 with the SEC on September 30, 2025. The filing indicates that Pan Hu does not own any securities in the company. The filing is a routine disclosure required for officers and directors to report their ownership or lack ther...

The filing discloses the ownership details of Donghai Li, a director of Iron Horse Acquisitions Corp. (CIK: 0001901203, Trading Symbol: UCFI). The report, filed on September 30, 2025, indicates that Li Donghai holds no securities in the company. The filing is a Form 3, which is typically used to report initial ownershi...

The filing is a Form 3 submitted by Iron Horse Acquisitions Corp. (ticker: UCFI) on behalf of its director, Huang Jingyu. The document reports that Huang Jingyu owns no securities in the company as of the period ending September 30, 2025. The filing was signed by Jinyu Huang on September 30, 2025. This type of filing i...

Honeywell International Inc. has reported its ownership in Solstice Advanced Materials Inc. as of September 30, 2025. According to the filing, Honeywell International Inc. owns 158,724,140 shares of common stock in Solstice Advanced Materials Inc., representing a 10% ownership stake. The filing indicates that Honeywell...

Guardian Pharmacy Services, Inc. has filed a Power of Attorney document appointing David Morris and Douglas Towns as attorneys-in-fact for the undersigned, Cardinal Equity Fund, L.P. The attorneys-in-fact are authorized to execute Forms 3, 4, and 5 on behalf of the undersigned in compliance with Section 16(a) of the Se...

Guardian Pharmacy Services, Inc. filed a Power of Attorney document appointing David Morris and Douglas Towns as attorneys-in-fact for Pharmacy Investors, LLC. The attorneys-in-fact are authorized to execute Forms 3, 4, and 5 on behalf of the reporting owner in compliance with Section 16(a) of the Securities Exchange A...

Patricia A. Watson, a director of Global Payments Inc, filed a Form 3 with the SEC on September 30, 2025. The filing indicates that she owns no securities in the company as of the period of report, which is September 24, 2025. The document was signed by Dara Steele-Belkin, attorney-in-fact for Patricia A. Watson. The f...

The filing reports that Archana Deskus, a director of Global Payments Inc., has no securities owned as of September 24, 2025. The document is a Form 3 filing, which is used to report initial ownership of securities by directors, officers, and beneficial owners. The filing was signed by Dara Steele-Belkin, attorney-in-f...

The filing is a Form 3 submitted by Five9, Inc. regarding the ownership of securities by Ramakrishna Sudhakar, a director of the company. The filing indicates that as of September 26, 2025, Ramakrishna Sudhakar does not own any securities in Five9, Inc. The document is signed by Tiffany Meriweather, Attorney in Fact, o...

DuPont de Nemours, Inc. (CIK: 0001666700) has reported its ownership in Qnity Electronics, Inc. (CIK: 0002058873) as of September 30, 2025. The filing, submitted under Form 3, indicates that DuPont de Nemours owns 100 shares of Qnity Electronics' common stock. The ownership is reported as direct (D) and DuPont de Nemou...

The filing reports that Ronald Craig Lieberman, a director of Dominari Holdings Inc., has no securities owned as of December 20, 2024. The document, filed under Form 3, indicates that Lieberman is not an officer or ten percent owner but serves as a director. The filing was signed on September 30, 2025, and provides the...

The filing reports the ownership details of Charles Joseph DiBona, Vice President & CFO of DATA I/O CORP. The document, filed on September 30, 2025, covers the period up to August 15, 2025. It indicates that DiBona does not own any securities in the company. The filing is a Form 3, which is typically used to report ini...

Christina M. Corley, a director of BlueLinx Holdings Inc., has appointed Christin Lumpkin and Lerinda Elliott as her attorneys-in-fact. This Power of Attorney authorizes them to execute and file Forms 3, 4, and 5 on her behalf in accordance with Section 16(a) of the Securities Exchange Act of 1934. The attorneys-in-fac...

The filing discloses the ownership details of Biofrontera Inc. by Christian Alexander Ansgar Link. Link is a member and chairman of the supervisory board of Biofrontera AG, which owns 10% of Biofrontera Inc. Additionally, Link is a member of the management board of Deutsche Balaton Aktiengesellschaft, which, along with...

The filing discloses the ownership of VV Beteiligungen Aktiengesellschaft in Biofrontera Inc. (BFRI). VV Beteiligungen holds a significant stake in Biofrontera AG, which directly owns 400,000 shares of Biofrontera Inc.'s common stock. Additionally, Deutsche Balaton Aktiengesellschaft, in which VV Beteiligungen holds a ...

The filing discloses the ownership details of Biofrontera Inc. by Delphi Unternehmensberatung Aktiengesellschaft. Delphi Unternehmensberatung Aktiengesellschaft, through its affiliates, holds a significant portion of Biofrontera Inc.'s shares. Specifically, Biofrontera AG, in which Delphi and its affiliates hold approx...

Hansjoerg Plaggemars, a member of the supervisory board of Biofrontera AG, has filed a Form 3 with the SEC. Biofrontera AG owns approximately 10% of Biofrontera Inc. Plaggemars is also a member of the management board of Delphi Unternehmensberatung Aktiengesellschaft, which, through a series of ownership structures, co...

Adagio Medical Holdings, Inc. (ADGM) filed a Form 3 with the SEC on September 30, 2025, reporting a stock option grant to Deborah Kaster, the company's Chief Financial Officer. The filing details an employee stock option grant for the right to buy 728,000 shares of common stock at an exercise price of $0.84 per share. ...

On March 10, 2025, Cristina E. Ahn, the Chief Accounting Officer of AMBAC Financial Group Inc., received a grant of 2,486 restricted stock units (RSUs) as part of the 2025 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing on March 10, 2026, March 3, 2027, and March 3, 2028...

The filing reports that Tevi Troy, a director of XBiotech Inc., has no securities owned as of August 29, 2025. The document, filed under Form 3, indicates that Tevi Troy is not an officer or a ten percent owner but serves as a director. The filing was signed on September 29, 2025, and provides the director's address in...

On September 29, 2025, William J Ready, a director of Visa Inc., reported no ownership of Class A Common Stock in the company. The filing, submitted under Form 3, indicates that Ready previously held shares directly but now owns zero shares. This update is significant as it reflects a change in the ownership status of ...

The filing is a Limited Power of Attorney document for Keith Gottesdiener, a director of Septerna, Inc. The document appoints Jeffrey Finer, Elizabeth Bhatt, Gil M. Labrucherie, and Ran Xiao as attorneys-in-fact to act on Gottesdiener's behalf in matters related to SEC filings. These include executing Form ID, Form 3, ...

Michael Tucci, a director of Sportsman's Warehouse Holdings, Inc., has appointed Paul Stone, Jennifer Fall Jung, and Rick Smith as his attorneys-in-fact. This Power of Attorney authorizes them to execute and file Forms 3, 4, and 5 on his behalf in compliance with Section 16(a) of the Securities Exchange Act of 1934. Th...

Timothy Patrick Cook, a director of SPAR Group, Inc., filed a Form 3 with the SEC on August 12, 2025, indicating no securities owned in the company. The filing was signed on September 29, 2025, and provides details of Cook's position and address. This filing is a routine disclosure required for directors and officers t...