SEC Filings TLDR

On October 6, 2025, Brandon Lutnick, through trusts for which he is trustee with decision-making control, closed the purchase of all voting shares of CF Group Management, Inc. (CFGM). CFGM is the managing general partner of Cantor Fitzgerald, L.P. (CFLP), which is the sole member of CFAC Holdings V, LLC (CFAC) and the ...

On September 3, 2025, Solesence, Inc. granted 60,000 options to purchase common stock to Laura C. Riffner, the company's Chief Financial Officer. The options have a strike price of $3.50, based on the closing NASDAQ market price on the grant date. The options vest in three equal annual installments, starting from the g...

The filing reports the ownership details of Matthew C. Brown, Executive Vice President, CFO, and Treasurer of RMR Group Inc. As of October 1, 2025, Brown owns 13,389 shares of Class A Common Stock directly. The filing is a Form 3, which is used to report initial beneficial ownership of securities by officers, directors...

Yael Duffy, Executive Vice President of The RMR Group LLC, reported ownership of 12,607 shares of Class A Common Stock in RMR Group Inc. as of October 1, 2025. The filing, submitted on October 6, 2025, indicates that the ownership is direct. RMR Group Inc. is traded on NASDAQ under the symbol RMR. This filing is a rout...

The filing reports Bruce Bernstein's ownership in Q/C Technologies, Inc. (QCLS) as of September 1, 2025. Bernstein, a director of the company, indirectly owns 23 shares of common stock and warrants through Stormy Monday LLC. The warrants, which were exercised on November 17, 2020, expire on May 18, 2026, and have a con...

Mark Murchison, CFO of Perpetua Resources Corp., has executed a Power of Attorney appointing Ryan Vogt, Lisa Thompson, and Tanya Nelson as his attorneys-in-fact. This authorization allows them to prepare, execute, and submit various SEC filings, including Forms 3, 4, 5, and 144, on his behalf. The attorneys-in-fact are...

The filing details Dan Lanzano's restricted stock units (RSUs) in Nexstar Media Group, Inc. Lanzano, who serves as President of National Advertising Sales, was awarded RSUs on multiple dates with vesting schedules extending through 2028. The RSUs convert into common stock upon vesting but will be forfeited if Lanzano's...

On October 6, 2025, Brandon G. Lutnick, through trusts for which he is trustee with decision-making control, acquired voting shares of CF Group Management, Inc. (CFGM) and equity interests in KBCR Management Partners, LLC (KBCR) and Tangible Benefits, LLC from Howard W. Lutnick. This transaction resulted in Lutnick ind...

The filing discloses the ownership details of Helmuth Ludwig in Myers Industries Inc. As of the period of report on October 1, 2025, Helmuth Ludwig owns 5,000 shares of common stock directly. The filing is a Form 3, which is used to report initial beneficial ownership of securities. Helmuth Ludwig is listed as a direct...

The SEC filing reports that Daniel J. Medici, a director of Hanmi Financial Corp (HAFC), has no securities owned as of September 24, 2025. The filing, submitted on October 6, 2025, confirms Medici's position as a director and provides his address in Los Angeles, CA. This Form 3 filing is a routine disclosure required f...

Cortney Caudill, SVP and Chief Operating Officer of Halozyme Therapeutics, Inc., has granted a Limited Power of Attorney to James R. Oehler, Nicole LaBrosse, and Jennifer Benoit. This authorization allows them to execute and file Forms ID, 3, 4, and 5, and amendments thereto, on behalf of Caudill in her capacity as an ...

Anthony J. Radesca, Chief Accounting Officer of Genpact Limited, has executed a Power of Attorney designating Heather D. White, Thomas D. Scholtes, and any attorney of Wilmer Cutler Pickering Hale and Dorr LLP as his attorneys-in-fact. This Power of Attorney authorizes them to execute, acknowledge, deliver, and file do...

The filing is a Form 3 submitted by several reporting persons who may be deemed members of a Section 13(d) group collectively owning more than 10% of GUESS INC's outstanding common stock. The reporting persons include Michael Karlin, Steven Lockshin, William F. Payne, Mark Silah, David Tordjman, and Olivia Marciano. Th...

Nicolai D. Marciano has filed a Form 3 with the SEC, disclosing his ownership in GUESS INC. The filing indicates that Marciano may be deemed a member of a Section 13(d) group that collectively owns more than 10% of the company's outstanding common stock. However, he disclaims beneficial ownership of the securities owne...

Multiple reporting persons, including MM 2020 Exempt Trust, PM 2021 Exempt Trust, Maurice Marciano Charitable Remainder Unitrust II, and others, have filed a Form 3 with the SEC, indicating their ownership of GUESS INC common stock. The filing is made because these entities may be deemed part of a Section 13(d) group t...

On October 6, 2025, Brandon Lutnick, through trusts for which he is trustee, acquired all voting shares of CF Group Management, Inc. (CFGM), the managing general partner of Cantor Fitzgerald, L.P. (CFLP). CFLP is the sole member of CF Finance Holdings, LLC (Holdings) and CF GCM Investor, LLC (Investor), which collectiv...

Daniel Reis-Faria, CEO of Flora Growth Corp., has appointed Dany Vaiman as his attorney-in-fact. This Power of Attorney authorizes Vaiman to execute and file Forms 3, 4, and 5 on behalf of Reis-Faria in accordance with Section 16(a) of the Securities Exchange Act of 1934. The document also grants Vaiman the authority t...

Alicia S. Boler-Davis, a director of Ford Motor Company, has executed a Power of Attorney appointing several individuals as her attorneys-in-fact. These attorneys are authorized to prepare, complete, and file Forms 3, 4, 5, and 144, as well as any amendments to these forms, with the SEC and any stock exchange or simila...

Kaled Awada, an officer of Eaton Corporation plc, has granted a Limited Power of Attorney to several individuals, including Lucy Clark Dougherty, Nigel Crawford, and Heejin Jun, for SEC reporting purposes. This authorization allows the attorneys-in-fact to act on Awada's behalf in matters related to SEC filings, includ...

David Scott Moore, a director of Corvus Pharmaceuticals, Inc., has executed a Power of Attorney appointing the company's President and Chief Executive Officer, Richard A. Miller, and Chief Financial Officer, Leiv Lea, as his attorneys-in-fact. This authorization allows them to execute and file Forms 3, 4, and 5 on his ...

The filing reports the grant of 13,064 restricted stock units to Lynn D. Heatherton, a director of Culp Inc. The units represent the right to receive Culp, Inc. common stock contingent on Heatherton remaining a director until the earlier of the one-year anniversary of the grant date or the company's next annual meeting...

John A. Vaccaro, a director of Community Financial System, Inc., reported ownership of 175 shares of common stock as of October 1, 2025. The filing, submitted under Form 3, indicates direct ownership of the shares. The report was signed by Danielle M. Cima, attorney-in-fact for John A. Vaccaro. This filing provides tra...

The filing discloses Boyd Taylor's ownership in Avalo Therapeutics, Inc. (AVTX). Boyd Taylor, the Chief Business Officer of the company, has reported no securities owned as of the period ending October 1, 2025. The filing is a Form 3, which is typically used to report initial ownership by officers, directors, and benef...

Lauren Young, a director of Waystar Holding Corp., has appointed Gregory R. Packer, Joshua C. Horrocks, and Steven M. Oreskovich as attorneys-in-fact to execute and deliver forms required by the U.S. Securities and Exchange Commission related to her ownership or transactions in securities of Waystar Holding Corp. This ...

The filing details the stock options and common stock holdings of Stephanie Lynn Liebl, the Director of Financial Reporting at WEYCO GROUP INC. Liebl holds multiple stock options with varying exercise dates, expiration dates, and conversion prices. The stock options are exercisable in increments over five years startin...