SEC Filings TLDR

Rebecca Wooters, the newly appointed EVP and Chief Growth Officer of Upbound Group, Inc., filed a Form 3 with the SEC. The filing, which was delayed due to clerical errors, was submitted on October 7, 2025, to bring her filings current. The Form 3 indicates that Wooters does not own any securities in the company as of ...

The filing details equity awards granted to John M. Keane, a director of United States Antimony Corp (UAMY). The awards include 68,200 restricted stock units (RSUs) and 34,100 stock options, both granted on August 19, 2025, under the company's Amended and Restated 2023 Equity Incentive Plan. The RSUs will vest in three...

The filing is a Form 3 submitted by Richard Clark, a director of UDR, Inc., indicating no securities owned as of October 3, 2025. The document was signed on October 7, 2025, and provides details about Clark's position and address. The filing is a routine disclosure required by the SEC for directors and officers to repo...

The filing reports the ownership details of Harold W. Paul in TOMI Environmental Solutions, Inc. (TOMZ) as of September 25, 2025. Harold W. Paul is a director of the company and owns 61,300 shares of common stock directly. Additionally, he holds options to purchase 3,125 shares of common stock at an exercise price of $...

The filing is an ownership document for Jordan David Gregory, the Chief Financial Officer of TD SYNNEX CORP. The document details the unvested shares of restricted stock awarded under the Issuer's 2020 Stock Incentive Plan. The shares were granted on multiple dates: October 4, 2022, October 3, 2023, January 17, 2024, a...

The filing is a Form 3 submitted by Andrea J. Barry, Vice President and Chief Human Resources Officer (VP & CHRO) of Stepan Co. The report indicates that as of September 30, 2025, Andrea J. Barry does not own any securities of the company. The filing was signed by James A. Hart, attorney-in-fact for Andrea J. Barry, on...

The filing is a Power of Attorney document for Sanjeev Narula, the Chief Financial & Business Officer of Phathom Pharmaceuticals, Inc. The document appoints the Chief Executive Officer and the Principal Accounting Officer, along with their successors, as attorneys-in-fact to execute Forms 3, 4, and 5 on behalf of Narul...

The filing is a Power of Attorney document for Andrew J. D'Silva, the Chief Business Officer of OptimizeRx Corp. The document appoints Marion Odence-Ford and Edward Stelmakh as attorneys-in-fact to execute Forms 3, 4, and 5 on behalf of D'Silva in accordance with Section 16(a) of the Securities Exchange Act of 1934. Th...

Baskar Sridharan, a director of OneStream, Inc., has executed a Power of Attorney appointing Stephanie Chen, William Koefoed, Holly Koczot, and Kelly Katchka as attorneys-in-fact to complete and file Forms ID, 3, 4, and 5, as well as other necessary forms and amendments, in compliance with Section 16 of the Securities ...

The filing is a Power of Attorney document for Martha G. Aronson, President and CEO of Merit Medical Systems Inc. The document appoints Raul Parra, Jr. and Brian G. Lloyd as attorneys-in-fact, granting them the authority to act on behalf of Martha G. Aronson in matters related to SEC filings. This includes preparing an...

The filing reports that John R. Palumbo, a director of Lucid Diagnostics Inc., owns 47,857 shares of common stock as of September 22, 2025. The ownership is direct, and the filing does not indicate any changes in ownership or transactions. The report was signed by Michael A. Gordon, acting by power of attorney, on Octo...

Eric Weiss, a director of Kindly MD, Inc., has executed a Power of Attorney document, appointing several individuals as his attorneys-in-fact. These attorneys-in-fact are authorized to act on his behalf in matters related to securities holdings and transactions, including the execution and filing of Schedules 13D and 1...

Lilian R. Brayle, President EMEA/AP & Industrial of Hexcel Corporation, has granted a Power of Attorney to Gail E. Lehman, Lauren Shumejda, and Heather M. DeGregorio. This authorization allows them to act on her behalf in matters related to SEC filings, including the preparation and submission of Forms 3, 4, and 5, as ...

The filing is a Power of Attorney document for Stephen DeNelsky, a director at Harvard Bioscience, Inc. The document confirms that DeNelsky's electronic signature can be used to authenticate, acknowledge, or adopt his signature in any document electronically filed with or furnished to the SEC by him or on his behalf, o...

The filing is a Power of Attorney document for Harley-Davidson, Inc., signed by Paul J. Krause on behalf of Artie Starrs, who is the President & CEO of the company. The document was filed on October 7, 2025, and covers the period of report starting from October 1, 2025. The filing indicates that Artie Starrs holds the ...

The filing discloses that Victoria Carr Brendel, a director of Glucotrack, Inc., does not own any securities of the company as of the period of report on May 22, 2025. The document, filed under Form 3, includes the reporting owner's address and relationship to the issuer. The filing was signed by Nelson Mullins Riley &...

Bank of America Corporation, through its subsidiary Banc of America Preferred Funding Corporation (PFC), has acquired 500 variable rate demand preferred shares in BlackRock 2037 Municipal Target Term Trust (BMN). The shares were purchased at a price of $100,000 per share. This acquisition is reported in a Form 3 filing...

Gregory Lucier, a director of Avantor, Inc., has executed a Power of Attorney appointing Steven Eck, Scott Baker, and Trevor Begg as his attorneys-in-fact. This authorization allows them to act on his behalf in matters related to his EDGAR account, including making electronic filings with the SEC, managing his account,...

Ian Fitzgerald, General Counsel, Vice President, and Secretary of Ares Capital Corporation (ARCC), has executed a Limited Power of Attorney. This document appoints Anton Feingold, Lisa Morgan, Naseem Sagati Aghili, and Monica J. Shilling as his attorneys-in-fact for the purpose of filing Forms 3, 4, and 5 with the SEC,...

On October 6, 2025, Brandon Lutnick, through trusts for which he is trustee with decision-making control, completed the purchase of all voting shares of CF Group Management, Inc. (CFGM) from Howard W. Lutnick. CFGM is the managing general partner of Cantor Fitzgerald, L.P. (CFLP), which is the sole member of CFAC Holdi...

Renesas Electronics America Inc. (REA) and Renesas Electronics Corporation have reported their ownership and derivative holdings in Wolfspeed, Inc. (WOLF) as of September 29, 2025. REA holds 16,852,372 shares of Common Stock, which are reserved for REA pursuant to Wolfspeed's Joint Prepackaged Chapter 11 Plan of Reorga...

Clark Todd J., a director of UMH Properties, Inc., reported ownership of 1,243 shares in the company as of September 17, 2025. The filing, submitted on October 6, 2025, indicates that Todd J. Clark holds these shares directly. The report also confirms that Clark is not an officer or a ten percent owner of the company b...

Michael Daughton, Chief Business Officer of TruBridge, Inc., has executed a Limited Power of Attorney (POA) appointing Chris Fowler and Kevin Plessner as his attorneys-in-fact. This POA authorizes them to execute and file Forms 3, 4, and 5 on his behalf in compliance with Section 16(a) of the Securities Exchange Act of...

The filing is a Form 3 submitted by TREX CO INC, indicating the ownership of securities by an officer of the company. The reporting owner is Prithvi Gandhi, who serves as the SVP and Chief Financial Officer. The filing confirms that there are no securities owned by the officer as of the period of report, which is Octob...

Yuwen Zhang, the Chief Investment Officer and Director of Sharps Technology Inc., reported ownership of 14,040 shares of common stock. These shares are held indirectly through Zhang's spouse, as indicated in the filing. The report, filed on October 6, 2025, covers the period ending August 23, 2025. The filing highlight...