Roma Green Finance Limited At the Market Offering Agreement

2026-06-15SEC Filing 6-K (0001493152-26-028679)

Roma Green Finance Limited has entered into an At the Market Offering Agreement with H.C. Wainwright & Co., LLC as the sales agent. The agreement allows the company to offer and sell up to US$200,000,000 of its Class A ordinary shares through the sales agent. The offering is conducted under the company's effective registration statement on Form F-3. The sales agent will use commercially reasonable efforts to sell the shares, and the company is not obligated to sell any shares. Both parties have the right to terminate the agreement with ten days' written notice. The company will pay the sales agent a commission of up to 3.0% of the gross sales price, and reimburse certain expenses. The agreement includes customary representations, warranties, and conditions. The company's legal counsel in the Cayman Islands has provided an opinion on the legality of the share issuance and sale.

Ticker mentioned:ROMA