Profusa, Inc. Form 8-K Filing

Profusa, Inc. has filed a Form 8-K detailing significant financial and corporate actions. On August 12, 2026, the company entered into Amendment No. 5 to its Securities Purchase Agreement with Ascent Partners Fund LLC. This amendment modified the definition of "Amendment Effective Date," introduced a new form of Note, and adjusted the exercise price of a warrant to $1.07 per share. Additionally, on the same date, Profusa issued a Senior Secured Convertible Promissory Note to Ascent Partners Fund LLC for $714,285.72, with a maturity date of August 12, 2027. This note bears interest at 7% per annum and is convertible into common stock at $1.07 per share, subject to certain limitations. The note is secured by substantially all of the company's assets. Furthermore, on August 19, 2026, Profusa entered into an Exchange Agreement with Ascent Partners Fund LLC to exchange existing notes for Series A Non-Voting Convertible Preferred Stock. The exchange rate is set at 0.93458 shares of Preferred Stock for every $1,000 of principal and accrued interest, resulting in an effective conversion price of $4.28 per share of common stock upon conversion of the Preferred Stock. As of August 18, 2026, the outstanding amount under the existing notes was $6,137,958.66. The Preferred Stock will automatically convert into Common Stock under specified conditions.