Initial Statement of Beneficial Ownership

2026-03-17SEC Filing 3 (0001104659-26-029105)

This filing reports the initial statement of beneficial ownership for Li Xu, Senior Vice President of Futu Holdings Ltd. The filing details holdings in Class A ordinary shares and American Depositary Shares (ADS). Li Xu directly owns 240,000 Class A ordinary shares. Additionally, Li Xu holds American Depositary Shares convertible into 179,200 Class A ordinary shares, with direct ownership noted. Indirectly, through Roti Holdings Limited, Li Xu holds American Depositary Shares convertible into 3,200,000 Class A ordinary shares. The footnotes clarify that each ADS is convertible into eight Class A ordinary shares at the holder's election and has no expiration date. The reporting person disclaims beneficial ownership of securities except to the extent of their pecuniary interest.

Ticker mentioned:FUTU