Form 3 Filing by Futu Holdings Ltd

2026-03-17SEC Filing 3 (0001104659-26-029114)

This Form 3 filing reports initial beneficial ownership of securities for Li Hua, CEO and Director of Futu Holdings Ltd. The filing details holdings in American Depositary Shares (ADS) and Class B ordinary shares, with indirect ownership through Lera Ultimate Limited and Lera Infinity Limited. Each ADS is convertible into eight Class A ordinary shares, and each Class B ordinary share is convertible into one Class A ordinary share. Li Hua directly holds 86,568 Class A ordinary shares underlying ADSs. Indirect holdings include 50,000,000 Class A ordinary shares underlying ADSs via Lera Ultimate Limited and 64,000,000 Class A ordinary shares underlying ADSs via Lera Infinity Limited. Additionally, Li Hua indirectly holds 202,812,500 Class A ordinary shares via Class B ordinary shares through Lera Ultimate Limited and 36,937,500 Class A ordinary shares via Class B ordinary shares through Lera Infinity Limited. The filing also notes 50,000,000 Class A ordinary shares held indirectly by Lera Ultimate Limited.

Ticker mentioned:FUTU