CEO Patrick J. Griffin Reports 20.6% Stake in Escalade Inc Following Transition to Schedule 13D

On April 15, 2026, Patrick J. Griffin filed a Schedule 13D reporting a 20.6% beneficial ownership interest in Escalade Inc (ESCA), representing 2,826,733.86 shares. This filing transitions Mr. Griffin from Schedule 13G to 13D as he may no longer qualify for the former. Mr. Griffin serves as the President and CEO of the issuer. His direct holdings include 580,455.23 shares, while the remainder of his beneficial ownership is derived from family-related entities, including a family limited partnership (1,326,736 shares), an irrevocable trust (614,964.63 shares), and a revocable trust (300,000 shares). Recent acquisitions contributing to this position include 19,528 shares received in lieu of cash bonuses and 11,407 shares from the vesting of Restricted Stock Units. Mr. Griffin disclaims beneficial ownership of the trust and partnership shares except to the extent of his pecuniary interest. The transition to Schedule 13D reflects his active role as an executive and director, though he currently has no plans for major corporate changes beyond potential future investment purchases.