Capstone Holding Corp. Form 8-K Filing

2026-06-12SEC Filing 8-K (0001437749-26-020393)

Capstone Holding Corp. has entered into an Amended and Restated Common Stock Purchase Agreement with an investor, Tumim Stone Capital, LLC. This agreement, effective June 11, 2026, amends and restates a previous agreement from May 14, 2025. The primary modification involves replacing the previous VWAP (Volume-Weighted Average Price) purchase mechanics with two new options: a Pre-Market VWAP Purchase and an Intraday VWAP Purchase. Under these options, the Company can sell up to $20,000,000 of its common stock. The purchase price is set at 97% of the volume-weighted average price during a specified valuation period, with individual purchases capped at 1,000,000 shares or 25% of the trading volume during that period. The agreement also details procedures for setting minimum price thresholds, delivery of shares, and payment. Joseph Gunnar & Co., LLC acted as the sole sales agent for this Equity Line Financing.

Ticker mentioned:CAPS