Brian T. Shea Receives 441.75 Phantom Stock Units as Ameriprise Financial Director Compensation

2026-05-01SEC Filing 4 (0001502259-26-000002)

This SEC Form 4 filing reports that Brian T. Shea, a non-employee director of Ameriprise Financial Inc., received 441.7518 phantom stock units as part of his annual director compensation on April 29, 2026. The phantom stock units represent the right to receive one share of Ameriprise Financial common stock each. Following this award, Shea now holds a total of 5,863.1739 phantom stock units. The transaction was awarded at $0 per share as it represents deferred compensation. Upon ceasing to be a director, Shea will receive common stock on a one-for-one basis in settlement of these deferred share units, with distribution occurring at the end of the quarter following his termination of service. The filing was signed by Wendy B. Mahling on behalf of Brian T. Shea on May 1, 2026.